24 insiders have filed at LPLA since 2023Q3: names, roles, reported stakes, and each person's buying and selling record from SEC Form 3/4/5 filings.
| name | role | reported stake | % of company | buys (3y) | sells (3y) |
|---|---|---|---|---|---|
| Arnold Dan H. | President & CEO | 142.6k | 0.177% | 16 sells $15.4M | |
| Putnam James S | Director | 136.7k | 0.17% | ||
| Schifter Richard P | Director | 42.9k | 0.053% | ||
| Mulcahy Anne M | Director | 36.4k | 0.045% | ||
| Steinmeier Richard | Chief Executive Officer | 36.3k | 0.045% | 11 sells $5.7M | |
| Glavin William Francis JR | Director | 26.1k | 0.032% | ||
| Larsen Sallie R. | Managing Director | 25.2k | 0.031% | 1 sells $3.1M | |
| Audette Matthew J | President And CFO | 21.4k | 0.027% | 23 sells $21.0M | |
| Gates Greg | Group Managing Director | 20.8k | 0.026% | 68 sells $6.3M | |
| Eberhart Paulett | Director | 17.0k | 0.021% | ||
| Bernard Edward C | Director | 15.2k | 0.019% | ||
| Enyedi Matthew | Group Managing Director | 14.1k | 0.018% | 9 sells $4.3M | |
| Thomas Corey E. | Director | 13.8k | 0.017% | ||
| Mnookin Allison | Director | 11.0k | 0.014% | ||
| Sethi Kabir | Managing Director | 10.2k | 0.013% | 4 sells $346k | |
| Jambusaria Aneri | Group Managing Director | 6.7k | <0.01% | 7 sells $737k | |
| Brown Althea | Managing Director | 6.7k | <0.01% | ||
| Cohen Marc Eliot | Group Managing Director | 4.4k | <0.01% | 3 sells $1.4M | |
| Morningstar Matthew | Group Managing Director | 3.4k | <0.01% | ||
| Ko Albert J | Director | 2.6k | <0.01% | ||
| Reeping Katharine | Principal Accounting Officer | 2.2k | <0.01% | ||
| Field Emily | Group Managing Director | 1.9k | <0.01% | ||
| Dadyar Sara | Managing Director | 1.8k | <0.01% | ||
| Khanna Somesh | Director | 139 | <0.01% |
Full register at boothcheck.com/insiders/LPLA. Stakes are the newest reported Form 3/4/5 balances (they update only when insiders file). Sales counted include pre-scheduled plan sales, labeled. A filed record, not a forecast. Nothing here is investment advice.