CAT insiders

21 insiders have filed at CAT since 2023Q3: names, roles, reported stakes, and each person's buying and selling record from SEC Form 3/4/5 filings.

namerolereported stake% of companybuys (3y)sells (3y)
Umpleby III Donald JExecutive Chairman560.3k0.12%3 sells $23.7M
De Lange BobGroup President86.0k0.018%13 sells $81.8M
Bonfield Andrew R JChief Financial Officer52.9k0.011%23 sells $28.7M
Johnson Denise CGroup President49.8k0.011%8 sells $26.7M
Fassino Anthony D.Group President47.5k0.01%13 sells $35.3M
Creed Joseph EChief Executive Officer46.8k0.01%7 sells $3.9M
Johnson Cheryl HChief Human Resources Officer15.5k<0.01%7 sells $10.0M
Reed Debra LDirector12.9k<0.01%
Kaiser JasonGroup President10.0k<0.01%16 sells $9.1M
Shurman Rodney MichaelGroup President9.3k<0.01%2 sells $3.1M
Owens DerekChief Legal Officer8.2k<0.01%
Wilkins Rayford JRDirector8.1k<0.01%
Maclennan DavidDirector7.9k<0.01%4 buys $573k
Schwab Susan CDirector5.9k<0.01%2 sells $954k
Dickinson Daniel MDirector4.7k<0.01%1 sells $543k
Fish James C JRDirector4.0k<0.01%
Johnson GeraldDirector3.7k<0.01%1 buys $36k
Pambianchi Christine MChief Human Resources Officer3.3k<0.01%
Marks Judith FranDirector1.7k<0.01%
Schaupp William EChief Accounting Officer890<0.01%3 sells $1.8M
Keene Nazzic SDirector512<0.01%

Full register at boothcheck.com/insiders/CAT. Stakes are the newest reported Form 3/4/5 balances (they update only when insiders file). Sales counted include pre-scheduled plan sales, labeled. A filed record, not a forecast. Nothing here is investment advice.

CAT institutional holders · CAT research report