Mar 31, 2026 filings. Quarterly 13F reports arrive up to 45 days after quarter end; this register is filed through May 29, 2026.
346 institutional managers reported holding HTGC for the quarter ended Mar 31, 2026. Together they hold about 35% of shares outstanding; the top 10 hold 20%. 51 opened new positions; 46 closed out. Complete ranked register from SEC 13F filings.
| manager | shares | % out | value (Mar 31, 2026 close) | change | held since |
|---|---|---|---|---|---|
| Quantum Portfolio Management LLC | 19.27M | 9.79% | $284.7M | opened | 2026 Q1 |
| Sound Income Strategies, LLC | 3.38M | 1.72% | $50.0M | added +25.1% | 2017 Q4 |
| VAN ECK Associates CORP | 3.16M | 1.61% | $46.7M | trimmed -8.5% | ≤2013 |
| UBS | 2.50M | 1.27% | $36.9M | added +49.1% | ≤2013 |
| Two Sigma | 2.32M | 1.18% | $34.3M | added +43.8% | ≤2013 |
| Qube Research & Technologies LTD | 2.24M | 1.14% | $33.0M | added +46.5% | 2025 Q1 |
| LPL Financial LLC | 1.80M | 0.91% | $26.5M | trimmed -1.5% | ≤2013 |
| D. E. Shaw | 1.55M | 0.79% | $22.9M | added +87.6% | 2024 Q4 |
| Legal & General Group PLC | 1.50M | 0.76% | $22.1M | added +8.4% | ≤2013 |
| Muzinich & CO., INC. (focused) | 1.35M | 0.69% | $19.9M | added +1.1% | 2014 Q4 |
| Morgan Stanley | 1.26M | 0.64% | $18.7M | added +13.5% | ≤2013 |
| Franklin Resources | 1.14M | 0.58% | $16.8M | added +16.4% | 2024 Q1 |
| Sumitomo Mitsui Trust Group, INC. | 1.03M | 0.52% | $15.1M | added +0.6% | 2020 Q1 |
| Millennium Management | 985.2k | 0.50% | $14.6M | trimmed -29.3% | 2013 Q4 |
| Tectonic Advisors LLC | 893.1k | 0.45% | $13.2M | added +17.6% | 2020 Q4 |
| Advisors Capital Management, LLC | 856.2k | 0.43% | $12.6M | added +3.4% | ≤2013 |
| BlackRock | 855.1k | 0.43% | $12.6M | trimmed -35.9% | ≤2013 |
| Citadel Advisors | 815.4k | 0.41% | $12.0M | added +72.7% | 2021 Q2 |
| Panoramic Investment Advisors, LLC (focused) | 799.8k | 0.41% | $11.8M | opened | 2026 Q1 |
| Melia Wealth LLC (focused) | 799.7k | 0.41% | $11.8M | unchanged | 2023 Q4 |
| Ares Management (focused) | 776.6k | 0.40% | $11.5M | added +285.2% | 2023 Q3 |
| Wells Fargo & COMPANY/MN | 749.2k | 0.38% | $11.1M | added +1.2% | ≤2013 |
| Gilman Hill Asset Management, LLC | 617.8k | 0.31% | $9.1M | added +6.4% | ≤2013 |
| Stifel Financial CORP | 501.7k | 0.26% | $7.4M | trimmed -17.4% | ≤2013 |
| Royal Bank OF Canada | 496.4k | 0.25% | $7.3M | trimmed -22.9% | ≤2013 |
| HRT Financial LP | 495.3k | 0.25% | $7.3M | added +12.2% | 2023 Q1 |
| Raymond James Financial INC | 476.6k | 0.24% | $7.0M | trimmed -31% | ≤2013 |
| Border to Coast Pensions Partnership LTD | 475.0k | 0.24% | $7.0M | added +18.8% | 2022 Q1 |
| Trexquant Investment LP | 470.5k | 0.24% | $6.9M | added +16.8% | 2024 Q4 |
| Susquehanna International Group | 442.6k | 0.23% | $6.5M | added +2008% | 2023 Q4 |
| Ameriprise Financial INC | 438.1k | 0.22% | $6.5M | added +13.5% | 2019 Q3 |
| Engineers Gate Manager LP | 392.0k | 0.20% | $5.8M | added +195.4% | 2023 Q4 |
| Goldman Sachs | 384.4k | 0.20% | $5.7M | added +87.2% | ≤2013 |
| D.a. Davidson & CO. | 323.4k | 0.16% | $4.8M | added +4.6% | 2021 Q3 |
| Triad Investment Management | 312.7k | 0.16% | $4.6M | added +200.5% | 2025 Q4 |
| Advisors Asset Management, INC. | 307.0k | 0.16% | $4.5M | trimmed -15.7% | ≤2013 |
| Neuberger Berman Group LLC | 301.7k | 0.15% | $4.5M | unchanged | 2017 Q4 |
| Voloridge Investment Management | 301.2k | 0.15% | $4.4M | trimmed -57.4% | 2020 Q2 |
| FJ Capital Management LLC | 277.7k | 0.14% | $4.1M | added +63.3% | 2024 Q4 |
| Confluence Investment Management LLC | 273.3k | 0.14% | $4.0M | trimmed -5.7% | 2013 Q3 |
| Cetera Investment Advisers | 256.6k | 0.13% | $3.8M | added +19.3% | 2022 Q2 |
| Barclays PLC | 240.3k | 0.12% | $3.5M | added +36.2% | 2024 Q4 |
| PNC Financial Services Group, INC. | 234.1k | 0.12% | $3.5M | unchanged | 2013 Q4 |
| Bank OF America CORP /DE/ | 227.0k | 0.12% | $3.4M | added +10.5% | ≤2013 |
| Denali Advisors LLC | 224.3k | 0.11% | $3.3M | trimmed -3.8% | 2024 Q3 |
| State Street | 223.2k | 0.11% | $3.3M | added +4.4% | 2025 Q1 |
| Commonwealth Equity Services, LLC | 213.3k | 0.11% | $3.2M | trimmed -3% | ≤2013 |
| Naviter Wealth, LLC | 210.4k | 0.11% | $3.1M | added +8.5% | 2024 Q1 |
| Elevation Point Wealth Partners, LLC | 206.3k | 0.10% | $3.0M | opened | 2021 Q3 |
| Cerity Partners LLC | 198.0k | 0.10% | $2.9M | unchanged | 2024 Q1 |
Largest 50 of 346 shown; the full ranked, searchable register is at boothcheck.com/holders/HTGC. Related filers are grouped using the filings' own included-manager declarations. Historically, several managers opening new positions in the same quarter said almost nothing about the quarter that followed (59,118 cases since 2013). A filed record, not a forecast. Nothing here is investment advice.